WINDSTAR EQUITIES LTD.
OUR APPROACH

KNOWLEDGE BASE

416.780.9997

CELEBRATING 25 YEARS IN BUSINESS

With 25 years experience, Windstar Equities Ltd. is well positioned to evaluate niche exempt market investment opportunities and ensure the opportunity is right for its clients.

WINDSTAR EQUITIES LTD. OUR COMPANY AT A GLANCE

We meet with you to understand your needs so we can determine the best exempt market investment plan for you and your business.  Our team is dedicated to helping you meet your investment goals.

Stephen Ross, 

B.A., Hons B. Comm.


Shortly after its incorporation in 1989, Windstar Equities Ltd. became licensed with the Ontario Securities Commission under the "Limited Market Dealer" category and operated as an LMD until September 28, 2009 when the National Instrument 31-103 Registration requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) became effective and introduced the Exempt Market Dealer (EMD) category of registration.  

In 2009, by virtue of its industry experience, the license of Windstar Equities Ltd. was grandfathered by statute by the Ontario Securities Commission to the new category of Exempt Market Dealer.

Windstar Equities Ltd. is also a member of the Private Capital Markets Association of Canada (PCMA), formerly the Exempt Market Dealers Association of Canada.  

In 2014, Windstar Equities Ltd. will celebrate 25 years in the business having served over 2,000 clients.

​Stephen Ross is the principal of Windstar Equities Ltd.  Stephen has completed the 2013 EMDA CCO Education Series: UDP and CCO Certificate Program.